control theory | Definition

Doc's CJ Glossary by Adam J. McKee

Control theory in criminology suggests that individuals refrain from criminal behavior due to strong social bonds, self-control, and societal influences.

Understanding Control Theory in Criminology

Control theory is a major criminological perspective that explains why people obey laws rather than why they break them. It suggests that individuals are naturally inclined to deviate but are restrained by social institutions, personal relationships, and internalized norms. The theory emerged in response to other criminological models that focused primarily on criminal motivation. Instead, control theorists argue that crime results when social or personal controls weaken.

Control theory has evolved over time, with key contributions from scholars such as Albert Reiss, Walter Reckless, Travis Hirschi, and Michael Gottfredson. Each theorist introduced variations of control theory, emphasizing different mechanisms of restraint, such as social bonds, containment, or self-control. This theory plays a critical role in shaping policies related to crime prevention, juvenile delinquency, and rehabilitation programs.

Early Foundations of Control Theory

The origins of control theory can be traced back to early sociological and psychological ideas about human behavior. One of the first formal articulations of a control-based perspective came from Albert J. Reiss in the 1950s. He proposed that delinquency occurs when an individual’s personal and social controls are weak or ineffective. Personal controls include a person’s ability to regulate their own behavior, while social controls involve external influences such as family, schools, and law enforcement.

Following Reiss, sociologist Walter Reckless introduced Containment Theory in the 1960s. He argued that individuals have both inner and outer containment mechanisms that prevent them from engaging in crime. Inner containment includes self-control, a strong moral compass, and personal responsibility, while outer containment consists of societal factors like supervision, discipline, and legal consequences. Reckless’s work laid the foundation for later control theories by emphasizing the importance of both internal and external constraints on behavior.

Travis Hirschi’s Social Bond Theory

In 1969, criminologist Travis Hirschi introduced Social Bond Theory, a major contribution to control theory that explains why individuals follow societal rules. Rather than focusing on what drives people to commit crimes, Hirschi sought to understand why most individuals choose not to engage in delinquent behavior. He argued that people obey laws because they develop strong social bonds that connect them to their families, communities, and institutions. When these bonds weaken, the likelihood of criminal behavior increases.

At the core of Hirschi’s theory are four key elements: attachment, commitment, involvement, and belief. Each of these factors plays a critical role in preventing crime by reinforcing an individual’s connection to society. The stronger these bonds, the less likely a person is to deviate from social norms. Conversely, when these bonds are weak or broken, individuals are at greater risk of engaging in delinquency.

Attachment refers to the emotional ties people form with family, friends, teachers, and other role models. These relationships foster a sense of responsibility and accountability. For example, a child who has a close relationship with their parents is more likely to internalize their values and expectations. If a young person feels emotionally connected to positive influences, they will think twice before engaging in behavior that might disappoint or harm those relationships. However, when attachment is weak—such as in cases of neglect, family dysfunction, or lack of guidance—individuals may be more likely to seek validation and belonging in delinquent peer groups.

Commitment represents the investment an individual makes in conventional goals, such as education, a career, or maintaining a good reputation. People who have a lot to lose are less likely to engage in criminal activity. For instance, a student working hard to earn a scholarship may avoid illegal activities that could jeopardize their future. Similarly, an individual who has worked to build a stable career is less likely to engage in crime because of the potential consequences. When individuals lack clear goals or do not see a viable path to success, they may be more inclined to take risks that involve criminal behavior.

Involvement relates to the extent to which individuals participate in law-abiding activities, such as school, sports, jobs, or community service. Hirschi argued that those who are engaged in structured, productive activities have less time and opportunity to commit crimes. A teenager who spends their afternoons in extracurricular activities or a part-time job is less likely to get involved in delinquent behavior compared to someone who has unsupervised free time. Research has shown that young people who are actively involved in positive activities are at a lower risk of engaging in crime.

Belief in societal norms and laws is the final element of Hirschi’s theory. Individuals who believe in the legitimacy of the legal system and authority figures are less likely to break the law. This belief is often shaped by upbringing, education, and personal experiences. If a person views laws as fair and just, they are more inclined to follow them. However, if someone perceives the legal system as corrupt or biased, they may feel justified in disregarding rules.

Hirschi’s Social Bond Theory has had a significant impact on criminology and crime prevention strategies. It emphasizes the importance of strengthening social connections to reduce crime rates, particularly among young people. Programs that promote family involvement, mentorship, school engagement, and positive social activities are rooted in the principles of this theory. By reinforcing social bonds, communities can reduce delinquency and encourage law-abiding behavior.

The General Theory of Crime: Self-Control Theory

In 1990, Travis Hirschi and Michael Gottfredson expanded control theory by introducing the General Theory of Crime, also known as Self-Control Theory. They argued that low self-control is the primary cause of criminal behavior. Unlike Hirschi’s earlier focus on social bonds, this theory emphasized individual traits.

Gottfredson and Hirschi claimed that self-control is developed in early childhood through proper parenting. They suggested that individuals with low self-control tend to be impulsive, risk-seeking, and insensitive to others, making them more prone to criminal activity. According to their theory, people with high self-control can resist the temptations of crime even when external social controls are weak.

The General Theory of Crime differs from earlier versions of control theory because it focuses on internal rather than external controls. It also suggests that criminal tendencies remain stable throughout life once self-control is established in childhood. This theory has influenced policies on parenting, education, and early intervention strategies.

Strengths of Control Theory

Control theory offers several advantages in explaining criminal behavior:

  • Focus on Conformity – Unlike many criminological theories that seek to explain why people commit crimes, control theory explains why most people obey the law.
  • Practical Applications – The theory informs crime prevention efforts, such as strengthening family bonds, promoting school involvement, and fostering community ties.
  • Empirical Support – Studies have shown that weak social bonds and low self-control correlate with higher criminal involvement, lending support to both Social Bond Theory and Self-Control Theory.

Criticisms of Control Theory

Despite its strengths, control theory has been criticized on several fronts:

  • Neglect of Criminal Motivation – Critics argue that control theory does not fully explain why some individuals are more prone to criminal behavior than others, especially when social bonds are similar.
  • Overemphasis on Social Bonds – Some researchers believe that other factors, such as economic conditions, mental health, or peer influences, play a more significant role in criminal behavior.
  • Self-Control Theory Limitations – The General Theory of Crime assumes that self-control remains stable throughout life, but research suggests that individuals can change over time due to life experiences.

Applications of Control Theory in Criminal Justice

Control theory has had a profound impact on crime prevention and rehabilitation strategies, shaping policies that aim to strengthen social bonds and improve self-control. Rather than focusing solely on punishment, criminal justice initiatives influenced by control theory seek to address the underlying social and personal factors that contribute to crime. These efforts are particularly important for at-risk youth and individuals with a history of criminal behavior, as they help build the connections and personal discipline necessary for law-abiding behavior.

One of the most effective applications of control theory is family-based interventions, which focus on strengthening the attachment between parents and children. Research has shown that children who grow up in stable, supportive households are less likely to engage in delinquent behavior. Programs that promote parental involvement, discipline, and positive reinforcement help foster self-control and encourage children to follow societal norms. These interventions often include parenting classes, counseling services, and support networks designed to help families create a structured, nurturing environment. For example, programs that teach parents how to set clear expectations and enforce consistent consequences can prevent children from developing behavioral issues that lead to delinquency.

Another critical application of control theory is found in school and community programs that provide young people with structured activities and positive role models. Hirschi’s Social Bond Theory emphasizes the importance of commitment and involvement in conventional activities as a way to prevent crime. Schools play a major role in shaping behavior by offering mentorship, extracurricular activities, and after-school programs that keep students engaged and out of trouble. Community-based initiatives, such as youth sports leagues, job training programs, and volunteer opportunities, also help reinforce social bonds. When young people are actively involved in positive activities, they have less time and motivation to engage in criminal behavior. Additionally, mentoring programs that connect at-risk youth with supportive adults can strengthen attachment and belief in societal norms, reducing the likelihood of delinquency.

For individuals who have already been involved in the criminal justice system, rehabilitation strategies based on control theory help them reintegrate into society successfully. Many offenders face challenges in re-establishing connections to family, employment, and community, which increases their risk of reoffending. Programs designed to rebuild these social bonds play a key role in preventing recidivism. Rehabilitation efforts often include job training, education, counseling, and community service opportunities that help individuals develop a sense of commitment and responsibility. Support groups and reentry programs also work to reconnect former offenders with their families and communities, reinforcing the social bonds that can keep them from returning to crime.

By focusing on strengthening social connections and self-control, criminal justice policies rooted in control theory provide effective strategies for reducing crime. Whether through family support, school engagement, or rehabilitation programs, these initiatives address the factors that prevent criminal behavior rather than simply punishing offenses. As a result, control theory continues to influence crime prevention and rehabilitation efforts, helping individuals build the social and personal strengths needed to lead law-abiding lives.

Conclusion

Control theory remains a fundamental perspective in criminology, emphasizing the role of social and personal restraints in preventing crime. From Hirschi’s Social Bond Theory to the Self-Control Theory of Gottfredson and Hirschi, this framework has shaped crime prevention strategies and criminal justice policies. While it has its limitations, control theory provides valuable insights into why most individuals conform to societal rules, highlighting the importance of family, education, and community support in reducing crime.

[ Glossary ]

Last Modified: 02/23/2025

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